Advanced AI Services Financial Services

Financial Advisory Knowledge System

LLM Services for Investment Intelligence

Client Profile

$2.5T AUM, 5,000 financial advisors serving 3M+ high-net-worth clients across 50 countries

Key Results & Impact

Advisor Productivity

240% increase

Research Time

Reduced from 5 hours to 45 minutes daily

Compliance Violations

94% decrease

Portfolio Performance

18% improvement

Annual Savings

$67M in compliance costs

The Challenge

Financial advisors spent 65% of time on research and compliance documentation instead of client interaction. Inconsistent advice quality across regions led to $150M in regulatory fines.

Our Solution

Fine-tuned GPT-4 variant on 10M financial documents with retrieval-augmented generation using real-time market data, multi-agent system for complex financial planning, and compliance layer with regulatory rule engine.

Technologies & Tools

GPT-4 RAG Multi-Agent Systems 70B Parameter Model LoRA Fine-tuning Vector Store H100 GPUs

Technical Implementation

Architecture

70B parameter model with LoRA fine-tuning on 8x H100s

Data Processing

Vector store with 50M embedded documents, Streaming inference with 200ms latency

ML Models

Hybrid search (dense + sparse retrieval), Cross-lingual retrieval in 15 languages

Integration

On-premise deployment in SOC 2 environment, PII detection and masking

Business Impact

Increased advisor productivity by 240%, reduced research time by 90%, and achieved $67M annual compliance savings.

Case Study Details

Industry: Financial Services
Service: LLM Services
Category: Advanced AI Services
Client: Global investment bank

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